1+ months

Paralegal - PGI000CW

Newark, NJ
  • Job Code
  • Jobs Rated
Primary Location United States-New Jersey-Newark (NJ)

The PGIM Investments (PI) law department is seeking a paralegal to support its mutual funds and related investment management practice.  The paralegal will support several PI attorneys who are responsible for new business and regulatory developments impacting mutual funds, closed end funds and exchange traded products.  The paralegal will also assist in the preparation and filing of fund registration statements and other regulatory filings with the US Securities and Exchange Commission, reviewing fund disclosure documents, and performing other related tasks.  The paralegal will be expected to become familiar with the technical and legal requirements governing registration statement and other regulatory filings, and to handle considerable independent responsibility for the management and successful completion of required filings and related projects.


Specific responsibilities of the job include:

  1. managing the preparation and filing of mutual fund registration statements as well as other federal securities filings.
  2. achieving proficiency in using various web-based applications and tools utilized by the PI law department for mutual fund filings.
  3. maintaining and updating fund books and records as needed, including the maintenance of current files of advisory agreements.
  4. drafting disclosure documents, including revisions to mutual fund prospectus disclosure language. Drafting responsibilities will also include the preparation of advisory and other types of agreements.
  5. coordinating and obtaining input and review of regulatory filings by other stakeholders (both internal and external).
  6. assisting in special projects as needed. 


The successful candidate will:

  • Have graduated from college and at least 2 years of paralegal experience.
  • Have a strong working knowledge of Microsoft suite of products.
  • Have strong keyboarding skills and a high level of comfort in using web-based applications.
  • Have strong analytical, drafting and proofreading skills.
  • Have a desire to learn new areas or subjects and be flexible with changing priorities in a fast paced environment.
  • Have a willingness to ask questions and search out information, and to seek information needed to complete projects and tasks.
  • Have a strong attention to detail, including the ability to work independently and to work on several projects simultaneously.
  • Have strong time management and project management skills.
  • Be available and able to support the work of other segments of the PI law department as needed.
  • Be able to work well with people at all levels of the organization, as well as people outside of the organization.
  • Strong communication skills, both verbal and written, are necessary.

@!*!Prudential is a multinational financial services leader with operations in the United States Asia Europe and Latin America. Leveraging its heritage of life insurance and asset management expertise Prudential is focused on helping individual and institutional customers grow and protect their wealth. The companys well-known Rock symbol is an icon of strength stability expertise and innovation that has stood the test of time. Prudential's businesses offer a variety of products and services including life insurance annuities retirement-related services mutual funds asset management and real estate services. For more information please visit www.prudential.com.

Prudential is not accepting unsolicited resumes from search firms for this open position unless contracted with Staffing. Agencies must work with Staffing as the primary point of contact and follow the Prudential application process to be considered for business. All resumes submitted by search firms to any employee at Prudential via-email Internet or directly to hiring managers in any form without a valid written search agreement in place for that position will be deemed the sole property of Prudential and no fee will be paid in the event the candidate is hired by Prudential.
Note: Any search agreement entered into with Prudential before January 2004 is null and void. Search firms are essential to the recruitment and staffing efforts at Prudential and we value the partnerships we have built with our preferred vendors. Prudential has established and regularly maintains a preferred vendor list and even preferred vendors need to have a written search agreement signed by the Director Recruiting Programs Staffing at Prudential in place for the specific position in order for a fee to be paid for any candidate referrals.
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Posted: 2020-09-11 Expires: 2020-11-19

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Paralegal - PGI000CW

Newark, NJ

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32nd2018 - Paralegal
Overall Rating: 32/220
Median Salary: $50,410

Work Environment
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