12 hours

Process Management Analyst

Newark, NJ
  • Job Code
Position Title: Process Management Analyst
Job Code: 489959
Job Location: New Jersey-Newark

The Office of Regulatory Examination Management, a unit within Prudential’s Law Department, has responsibility for receiving and responding to written inquiries from regulatory agencies involving agent terminations, agent activities related to sales practice issues, investigations, third party brokers, various regulatory filings, etc.  Regulatory agencies include: State Departments of Insurance, Securities & Exchange Commission, State Securities and Financial Industry Regulatory Authority.


The Process Management Analyst will research and prepare timely and complete written responses to inquiries from regulatory agencies, interact directly with regulators, handle their requests with the appropriate sense of urgency and build positive relationships with the regulators.  This position will also work with various Business Units (including Field Offices) and attorneys in the Law Department to develop complete and appropriate responses to inquiries.  Input information related to regulatory inquiries into the Enterprise Team Connect System.  Ability to recognize priority issues in need of special attention is imperative.


Incumbent may also be responsible for working on additional assignments as needed, providing back-up support to Regulatory Examinations and/or submitting regulatory filings.

The successful candidate must be highly motivated and able to handle multiple priorities in a constantly changing environment.

Excellent verbal and written communication skills.

Ability to conduct research, draw appropriate conclusions and summarize conclusions in written correspondence.

Experience dealing with Regulatory agencies and/or compliance related matters required.

Ability to work effectively in a fast-paced environment.

Demonstrated initiative and good judgment.

Excellent interpersonal and relationship building skills.

Strong understanding of one of more of the following products: Life Insurance, Mutual Funds and Annuities and/or Broker Dealer/Insurance operations.

Excellent time management skills.

Proficiency in the use of EXCEL and WORD.





Writing samples required

Prudential is a multinational financial services leader with operations in the United States, Asia, Europe, and Latin America. Leveraging its heritage of life insurance and asset management expertise, Prudential is focused on helping individual and institutional customers grow and protect their wealth. The company's well-known Rock symbol is an icon of strength, stability, expertise and innovation that has stood the test of time. Prudential's businesses offer a variety of products and services, including life insurance, annuities, retirement-related services, mutual funds, asset management, and real estate services.

We recognize that our strength and success are directly linked to the quality and skills of our diverse associates. We are proud to be a place where talented people who want to make a difference can grow as professionals, leaders, and as individuals. Visit www.prudential.com to learn more about our values, our history and our brand.

Prudential is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status, or any other characteristic protected by law.

Note that this posting is intended for individual applicants. Search firms or agencies should email Staffing at staffingagencies@prudential.com for more information about doing business with Prudential.
Job Function: Legal
Schedule: Full-time


Before you go...

Our free job seeker tools include alerts for new jobs, saving your favorites, optimized job matching, and more! Just enter your email below.

Share this job:

Process Management Analyst

Newark, NJ

Share this job

Process Management Analyst

Newark, NJ

Separate email addresses with commas

Enter valid email address for sender.

Join us to start saving your Favorite Jobs!

Sign In Create Account
Powered ByCareerCast